Compliance Training

professional developmnet training sessions for teachers

Athos can educate and train your team on how to implement a compliance program that meets with industry best practices while also being tailored to your company’s unique structure. Examples of areas where compliance controls are required are:

  • Conflicts of Interest

  • Anti-Money Laundering (AML)

  • Fair Dealing

  • Personal Trading

  • Marketing Materials

  • Electronic Communication