Compliance Review

Athos provides services to our clients that enhance their compliance programs. Areas of focus are:

​

• A review and assessment of the completeness and effectiveness of the compliance controls

• A review that the processes (i.e. gap analysis, risk assessment), systems and controls are in place in order to meet regulatory requirements

• Testing and analysis to determine the effectiveness of the firm’s compliance monitoring and controls

• Detailed report identifying strengths and weaknesses